Certified training – Anti-Money Laundering and Countering the Financing of Terrorism – key regulations and practical aspects of implementation.
The thematic scope of the training indicated below is only a proposal for the Client. The detailed program of the training will be presented and clarified with the Client according to his expectations.
Tel: (+48) 603 969 569
E-mail: kancelaria@rsplegal.pl
The program presented below is proposed
TRAINING PROGRAM
9:30 – Start of login by participants
9:45 – Lecture part I
- Catalog of obligated institutions.
- Basic concepts of the AML/CFT law.
- Organizational responsibilities of mandatory institutions.
- Competencies of the General Inspector of Financial Information (GIIF).
- National risk assessment (NRA) and risk assessment of the obliged institution (general risk assessment).
- Financial security measures – catalog and rules of application.
11:30 – 15-minute break
11:45 – Lecture part II.
- Dealing with PEPs and the list of national public positions and functions that are PEPs.
- Establishment of a branch of an obligated institution in a high-risk third country.
- Outsourcing the application of financial security measures.
- AML/CFT documentation retention rules.
- Internal AML/CFT procedure.
- AML/CFT group procedure.
- Training obligations of mandatory institutions.
- Whistleblowing procedure and receipt by the GIIF of reports of repressive actions.
- Confidentiality rules related to AML/CFT.
- Central Register of Beneficial Owners.
- Obligation to record discrepancies (CRBR).
- Information obligations of obliged institutions to the GIIF.
13:15 – 30-minute break
13:45 – Lecture part III
- Principles of submitting notifications to the GIIF and prosecutor’s office.
- Specific restrictive measures applied by obliged institutions.
- Cryptocurrency activities and related obligations.
- Rules for conducting inspections by GIIF inspectors.
- Administrative penalties provided for in the AML/CFT law.
- Criminal sanctions provided for in the AML/CFT Act.
- AML/CFT versus COVID-19.
- Regulation 2015/847 – information accompanying funds transfers.
- Anti-Money Laundering and Countering the Financing of Terrorism Strategy.
- FATF activities.
- Q&A session.
15:45 – Closing of the training
